Spectrum Asset Management, Inc. (NB/CA)

NEWPORT BEACH, CA

$360m in 113 US stocks at the end of 30 June 2026. The top 10 are 46.6% of the money. It changed about 16.3% of the portfolio this quarter.

Value

$360m

Stocks

113

Top 10 share

46.6%

Turnover

16.3%

What changed this quarter

New

Bought for the first time this quarter.

Ishares TRLQD
2.6% of the fund
First TR Exchng Traded FD VIDJUN
1.3% of the fund
Ishares TRSGOV
1.2% of the fund
IsharesEMXC
1.2% of the fund
Honeywell InternationalHON
0.6% of the fund
Honeywell AerospaceHONA
0.5% of the fund
STMicroelectronicsSTM
0.2% of the fund
CognexCGNX
0.2% of the fund
Ishares TRSHY
0.2% of the fund
Global X FDSURA
0.2% of the fund
BroadcomAVGO
0.1% of the fund
WeyerhaeuserWY
0.1% of the fund
Forgent Power SolutionsFPS
0.1% of the fund
UnitedHealth GroupUNH
<0.1% of the fund

Added

Bought more of a stock they already held.

Invesco Exchange Traded FD TRSP
7.4% of the fund
+68%
Vanguard BD Index FDSVUSB
6.7% of the fund
+5%
Schwab Strategic TRSCHV
5.1% of the fund
+10%
First TR Exchng Traded FD VIDMAY
3.6% of the fund
+103%
Schwab Strategic TRSCHF
1.9% of the fund
+45%
Schwab Strategic TRSCHG
1.7% of the fund
+4%
Ishares TRUSMV
1.4% of the fund
+7%
IlluminaILMN
1.2% of the fund
+5%
IsharesSCJ
1.0% of the fund
+4%
Freeport-McMoRanFCX
1.0% of the fund
+3%
Select Sector Spdr TRXLE
0.9% of the fund
+2%
Series Portfolios TRCLOX
0.9% of the fund
+8%
Ishares TRESGU
0.8% of the fund
+5%
Solstice Advanced MaterialsSOLS
0.7% of the fund
+102%
AppleAAPL
0.5% of the fund
+29%
First TR Exchng Traded FD VIDAPR
0.4% of the fund
+370%
Ishares TRIJR
0.3% of the fund
+3%
NvidiaNVDA
0.2% of the fund
+115%
TeslaTSLA
0.2% of the fund
+78%
IsharesEWW
0.2% of the fund
+4%
HeartBeamBEAT
<0.1% of the fund
+6%
loanDepotLDI
<0.1% of the fund
+20%

Cut

Sold some of their stake.

First TR Exchng Traded FD VIDFEB
2.0% of the fund
-3%
EMCOR GroupEME
1.3% of the fund
-13%
MicrosoftMSFT
1.0% of the fund
-5%
Novartis AGNVS
1.0% of the fund
-13%
Schwab Strategic TRSCHR
0.9% of the fund
-6%
State STR Spdr S&P 500 ETF TSPY
0.7% of the fund
-5%
Schwab Strategic TRSCHB
0.6% of the fund
-11%
AlphabetGOOGL
0.5% of the fund
-5%
Marvell TechnologyMRVL
0.3% of the fund
-44%
Vanguard Tax-Managed FDSVEA
0.2% of the fund
-3%
Amazon.comAMZN
0.2% of the fund
-31%
Ishares TRIBTH
0.2% of the fund
-9%
MedtronicMDT
0.1% of the fund
-83%
Vanguard Index FDSVTI
0.1% of the fund
-8%
CaterpillarCAT
0.1% of the fund
-33%
Spdr Series TrustBIL
0.1% of the fund
-17%
Ishares TRIBTG
<0.1% of the fund
-13%
Ishares TRIBTI
<0.1% of the fund
-4%
Ishares TRIVV
<0.1% of the fund
-33%
Spdr Gold TRGLD
<0.1% of the fund
-11%
Ishares TRIWB
<0.1% of the fund
-28%

Sold out

Sold their entire stake.

ETF Opportunities TrustHECA
-100%
Honeywell InternationalHON
-100%
Goldman Sachs Physical GoldAAAU
-100%
IsharesEWZ
-100%
Elbit SystemsESLT
-100%
Meta PlatformsMETA
-100%
Ishares TREFV
-100%
Edison InternationalEIX
-100%

Holdings

Wells Fargo & CompanyWFC
Share
9.3%
Value
$34m
Shares
407,194
Held
Invesco Exchange Traded FD TRSP
Share
7.4%
Value
$27m
Shares
125,941
+68%
Vanguard BD Index FDSVUSB
Share
6.7%
Value
$24m
Shares
487,873
+5%
Schwab Strategic TRSCHV
Share
5.1%
Value
$18m
Shares
524,862
+10%
First TR Exchng Traded FD VIDMAY
Share
3.6%
Value
$13m
Shares
273,257
+103%
First TR Exchng Traded FD VIDSEP
Share
3.4%
Value
$12m
Shares
254,816
Held
Ishares Gold TRIAU
Share
3.3%
Value
$12m
Shares
159,602
Held
First TR Exchng Traded FD VIDMAR
Share
3.1%
Value
$11m
Shares
246,980
Held
Ishares TRLQD
Share
2.6%
Value
$9m
Shares
86,909
New
First TR Exchng Traded FD VIYMAR
Share
2.0%
Value
$7m
Shares
252,509
Held
First TR Exchng Traded FD VIDFEB
Share
2.0%
Value
$7m
Shares
139,879
-3%
Schwab Strategic TRSCHF
Share
1.9%
Value
$7m
Shares
245,930
+45%
AlphabetGOOG
Share
1.8%
Value
$7m
Shares
18,831
Held
Cisco SystemsCSCO
Share
1.8%
Value
$6m
Shares
54,772
Held
Schwab Strategic TRSCHG
Share
1.7%
Value
$6m
Shares
181,120
+4%
First TR Exchng Traded FD VIDDEC
Share
1.6%
Value
$6m
Shares
118,323
Held
ExxonMobil HoldingsXOM
Share
1.5%
Value
$6m
Shares
40,281
Held
ChevronCVX
Share
1.5%
Value
$5m
Shares
32,322
Held
Ishares TRUSMV
Share
1.4%
Value
$5m
Shares
52,587
+7%
EMCOR GroupEME
Share
1.3%
Value
$5m
Shares
5,525
-13%
WalmartWMT
Share
1.3%
Value
$5m
Shares
40,432
Held
AbbVieABBV
Share
1.3%
Value
$5m
Shares
18,159
Held
First TR Exchng Traded FD VIDJUN
Share
1.3%
Value
$5m
Shares
92,169
New
Ishares TRSGOV
Share
1.2%
Value
$4m
Shares
43,369
New
IsharesEMXC
Share
1.2%
Value
$4m
Shares
41,062
New
IlluminaILMN
Share
1.2%
Value
$4m
Shares
23,586
+5%
Duke EnergyDUK
Share
1.0%
Value
$4m
Shares
29,511
Held
IsharesSCJ
Share
1.0%
Value
$4m
Shares
35,337
+4%
Charles SchwabSCHW
Share
1.0%
Value
$4m
Shares
40,174
Held
L3harris TechnologiesLHX
Share
1.0%
Value
$4m
Shares
12,730
Held
MicrosoftMSFT
Share
1.0%
Value
$4m
Shares
9,740
-5%
Novartis AGNVS
Share
1.0%
Value
$4m
Shares
22,804
-13%
Freeport-McMoRanFCX
Share
1.0%
Value
$4m
Shares
55,922
+3%
Emerson ElectricEMR
Share
0.9%
Value
$3m
Shares
23,718
Held
Edwards LifesciencesEW
Share
0.9%
Value
$3m
Shares
36,010
Held
Schwab Strategic TRSCHR
Share
0.9%
Value
$3m
Shares
130,560
-6%
Berkshire HathawayBRK-B
Share
0.9%
Value
$3m
Shares
6,423
Held
Select Sector Spdr TRXLE
Share
0.9%
Value
$3m
Shares
60,038
+2%
Series Portfolios TRCLOX
Share
0.9%
Value
$3m
Shares
124,361
+8%
Ishares TRESGU
Share
0.8%
Value
$3m
Shares
17,089
+5%
Solstice Advanced MaterialsSOLS
Share
0.7%
Value
$3m
Shares
30,289
+102%
LindeLIN
Share
0.7%
Value
$2m
Shares
4,717
Held
State STR Spdr S&P 500 ETF TSPY
Share
0.7%
Value
$2m
Shares
3,224
-5%
Schwab Strategic TRSCHB
Share
0.6%
Value
$2m
Shares
80,233
-11%
OracleORCL
Share
0.6%
Value
$2m
Shares
15,806
Held
Berkshire Hathaway INC DELBRK-A
Share
0.6%
Value
$2m
Shares
3
Held
Honeywell InternationalHON
Share
0.6%
Value
$2m
Shares
8,865
New
Honeywell AerospaceHONA
Share
0.5%
Value
$2m
Shares
8,850
New
First TR Exchng Traded FD VIDJAN
Share
0.5%
Value
$2m
Shares
40,032
Held
AlphabetGOOGL
Share
0.5%
Value
$2m
Shares
5,096
-5%
AppleAAPL
Share
0.5%
Value
$2m
Shares
6,103
+29%
First TR Exchng Traded FD VIDNOV
Share
0.4%
Value
$1m
Shares
28,381
Held
First TR Exchng Traded FD VIDAPR
Share
0.4%
Value
$1m
Shares
32,760
+370%
Costco WholesaleCOST
Share
0.4%
Value
$1m
Shares
1,413
Held
VisaV
Share
0.4%
Value
$1m
Shares
3,836
Held
RTXRTX
Share
0.3%
Value
$1m
Shares
6,533
Held
MckessonMCK
Share
0.3%
Value
$1m
Shares
1,600
Held
Vanguard Index FDSVUG
Share
0.3%
Value
$1m
Shares
13,308
Held
GE VernovaGEV
Share
0.3%
Value
$969,672
Shares
825
Held
General ElectricGE
Share
0.3%
Value
$963,103
Shares
2,577
Held
Ishares TRIJR
Share
0.3%
Value
$942,511
Shares
6,355
+3%
Marvell TechnologyMRVL
Share
0.3%
Value
$907,376
Shares
3,046
-44%
NvidiaNVDA
Share
0.2%
Value
$883,855
Shares
4,417
+115%
Vanguard Tax-Managed FDSVEA
Share
0.2%
Value
$798,820
Shares
11,211
-3%
TeslaTSLA
Share
0.2%
Value
$731,966
Shares
1,740
+78%
IsharesEWW
Share
0.2%
Value
$724,851
Shares
9,630
+4%
Ishares TRTLT
Share
0.2%
Value
$723,336
Shares
8,370
Held
First TR Exchng Traded FD VIDOCT
Share
0.2%
Value
$721,673
Shares
15,460
Held
DeereDE
Share
0.2%
Value
$720,621
Shares
1,133
Held
ASML Holding NVASML
Share
0.2%
Value
$708,241
Shares
356
Held
Vanguard Scottsdale FDSVONE
Share
0.2%
Value
$680,489
Shares
2,009
Held
Amazon.comAMZN
Share
0.2%
Value
$657,104
Shares
2,757
-31%
STMicroelectronicsSTM
Share
0.2%
Value
$633,046
Shares
8,453
New
CognexCGNX
Share
0.2%
Value
$585,661
Shares
8,087
New
McDonald'sMCD
Share
0.2%
Value
$583,946
Shares
2,160
Held
Ishares TRSHY
Share
0.2%
Value
$574,770
Shares
7,000
New
Global X FDSURA
Share
0.2%
Value
$572,933
Shares
13,111
New
Ishares TRIBTH
Share
0.2%
Value
$572,777
Shares
25,605
-9%
Eli LillyLLY
Share
0.1%
Value
$538,545
Shares
449
Held
General DynamicsGD
Share
0.1%
Value
$499,479
Shares
1,410
Held
BroadcomAVGO
Share
0.1%
Value
$493,342
Shares
1,306
New
WeyerhaeuserWY
Share
0.1%
Value
$489,741
Shares
20,457
New
Franco NevadaFNV
Share
0.1%
Value
$488,584
Shares
2,344
Held
MedtronicMDT
Share
0.1%
Value
$472,911
Shares
5,990
-83%
Vanguard Index FDSVTI
Share
0.1%
Value
$461,440
Shares
1,247
-8%
PfizerPFE
Share
0.1%
Value
$454,758
Shares
18,885
Held
BWX TechnologiesBWXT
Share
0.1%
Value
$451,978
Shares
2,322
Held
SempraSRE
Share
0.1%
Value
$445,965
Shares
4,810
Held
CaterpillarCAT
Share
0.1%
Value
$438,707
Shares
412
-33%
Global X FDSMLPA
Share
0.1%
Value
$430,498
Shares
8,110
Held
Forgent Power SolutionsFPS
Share
0.1%
Value
$386,831
Shares
6,925
New
Spdr Series TrustBIL
Share
0.1%
Value
$382,597
Shares
4,175
-17%
Arista NetworksANET
Share
<0.1%
Value
$344,687
Shares
2,029
Held
International Business MachinesIBM
Share
<0.1%
Value
$337,452
Shares
1,200
Held
Ishares TRIBTG
Share
<0.1%
Value
$325,290
Shares
14,211
-13%
Vertex PharmaceuticalsVRTX
Share
<0.1%
Value
$314,927
Shares
634
Held
Ishares TRIBTI
Share
<0.1%
Value
$312,042
Shares
14,094
-4%
PepsiCoPEP
Share
<0.1%
Value
$299,835
Shares
2,214
Held
NewmontNEM
Share
<0.1%
Value
$295,213
Shares
3,161
Held
First TR Exchng Traded FD VIDJUL
Share
<0.1%
Value
$293,098
Shares
5,845
Held

Company	Share of fund	Value	Shares	Change
Wells Fargo & CompanyWFC	9.3%	$34m	407,194	Held
Invesco Exchange Traded FD TRSP	7.4%	$27m	125,941	+68%
Vanguard BD Index FDSVUSB	6.7%	$24m	487,873	+5%
Schwab Strategic TRSCHV	5.1%	$18m	524,862	+10%
First TR Exchng Traded FD VIDMAY	3.6%	$13m	273,257	+103%
First TR Exchng Traded FD VIDSEP	3.4%	$12m	254,816	Held
Ishares Gold TRIAU	3.3%	$12m	159,602	Held
First TR Exchng Traded FD VIDMAR	3.1%	$11m	246,980	Held
Ishares TRLQD	2.6%	$9m	86,909	New
First TR Exchng Traded FD VIYMAR	2.0%	$7m	252,509	Held
First TR Exchng Traded FD VIDFEB	2.0%	$7m	139,879	-3%
Schwab Strategic TRSCHF	1.9%	$7m	245,930	+45%
AlphabetGOOG	1.8%	$7m	18,831	Held
Cisco SystemsCSCO	1.8%	$6m	54,772	Held
Schwab Strategic TRSCHG	1.7%	$6m	181,120	+4%
First TR Exchng Traded FD VIDDEC	1.6%	$6m	118,323	Held
ExxonMobil HoldingsXOM	1.5%	$6m	40,281	Held
ChevronCVX	1.5%	$5m	32,322	Held
Ishares TRUSMV	1.4%	$5m	52,587	+7%
EMCOR GroupEME	1.3%	$5m	5,525	-13%
WalmartWMT	1.3%	$5m	40,432	Held
AbbVieABBV	1.3%	$5m	18,159	Held
First TR Exchng Traded FD VIDJUN	1.3%	$5m	92,169	New
Ishares TRSGOV	1.2%	$4m	43,369	New
IsharesEMXC	1.2%	$4m	41,062	New
IlluminaILMN	1.2%	$4m	23,586	+5%
Duke EnergyDUK	1.0%	$4m	29,511	Held
IsharesSCJ	1.0%	$4m	35,337	+4%
Charles SchwabSCHW	1.0%	$4m	40,174	Held
L3harris TechnologiesLHX	1.0%	$4m	12,730	Held
MicrosoftMSFT	1.0%	$4m	9,740	-5%
Novartis AGNVS	1.0%	$4m	22,804	-13%
Freeport-McMoRanFCX	1.0%	$4m	55,922	+3%
Emerson ElectricEMR	0.9%	$3m	23,718	Held
Edwards LifesciencesEW	0.9%	$3m	36,010	Held
Schwab Strategic TRSCHR	0.9%	$3m	130,560	-6%
Berkshire HathawayBRK-B	0.9%	$3m	6,423	Held
Select Sector Spdr TRXLE	0.9%	$3m	60,038	+2%
Series Portfolios TRCLOX	0.9%	$3m	124,361	+8%
Ishares TRESGU	0.8%	$3m	17,089	+5%
Solstice Advanced MaterialsSOLS	0.7%	$3m	30,289	+102%
LindeLIN	0.7%	$2m	4,717	Held
State STR Spdr S&P 500 ETF TSPY	0.7%	$2m	3,224	-5%
Schwab Strategic TRSCHB	0.6%	$2m	80,233	-11%
OracleORCL	0.6%	$2m	15,806	Held
Berkshire Hathaway INC DELBRK-A	0.6%	$2m	3	Held
Honeywell InternationalHON	0.6%	$2m	8,865	New
Honeywell AerospaceHONA	0.5%	$2m	8,850	New
First TR Exchng Traded FD VIDJAN	0.5%	$2m	40,032	Held
AlphabetGOOGL	0.5%	$2m	5,096	-5%
AppleAAPL	0.5%	$2m	6,103	+29%
First TR Exchng Traded FD VIDNOV	0.4%	$1m	28,381	Held
First TR Exchng Traded FD VIDAPR	0.4%	$1m	32,760	+370%
Costco WholesaleCOST	0.4%	$1m	1,413	Held
VisaV	0.4%	$1m	3,836	Held
RTXRTX	0.3%	$1m	6,533	Held
MckessonMCK	0.3%	$1m	1,600	Held
Vanguard Index FDSVUG	0.3%	$1m	13,308	Held
GE VernovaGEV	0.3%	$969,672	825	Held
General ElectricGE	0.3%	$963,103	2,577	Held
Ishares TRIJR	0.3%	$942,511	6,355	+3%
Marvell TechnologyMRVL	0.3%	$907,376	3,046	-44%
NvidiaNVDA	0.2%	$883,855	4,417	+115%
Vanguard Tax-Managed FDSVEA	0.2%	$798,820	11,211	-3%
TeslaTSLA	0.2%	$731,966	1,740	+78%
IsharesEWW	0.2%	$724,851	9,630	+4%
Ishares TRTLT	0.2%	$723,336	8,370	Held
First TR Exchng Traded FD VIDOCT	0.2%	$721,673	15,460	Held
DeereDE	0.2%	$720,621	1,133	Held
ASML Holding NVASML	0.2%	$708,241	356	Held
Vanguard Scottsdale FDSVONE	0.2%	$680,489	2,009	Held
Amazon.comAMZN	0.2%	$657,104	2,757	-31%
STMicroelectronicsSTM	0.2%	$633,046	8,453	New
CognexCGNX	0.2%	$585,661	8,087	New
McDonald'sMCD	0.2%	$583,946	2,160	Held
Ishares TRSHY	0.2%	$574,770	7,000	New
Global X FDSURA	0.2%	$572,933	13,111	New
Ishares TRIBTH	0.2%	$572,777	25,605	-9%
Eli LillyLLY	0.1%	$538,545	449	Held
General DynamicsGD	0.1%	$499,479	1,410	Held
BroadcomAVGO	0.1%	$493,342	1,306	New
WeyerhaeuserWY	0.1%	$489,741	20,457	New
Franco NevadaFNV	0.1%	$488,584	2,344	Held
MedtronicMDT	0.1%	$472,911	5,990	-83%
Vanguard Index FDSVTI	0.1%	$461,440	1,247	-8%
PfizerPFE	0.1%	$454,758	18,885	Held
BWX TechnologiesBWXT	0.1%	$451,978	2,322	Held
SempraSRE	0.1%	$445,965	4,810	Held
CaterpillarCAT	0.1%	$438,707	412	-33%
Global X FDSMLPA	0.1%	$430,498	8,110	Held
Forgent Power SolutionsFPS	0.1%	$386,831	6,925	New
Spdr Series TrustBIL	0.1%	$382,597	4,175	-17%
Arista NetworksANET	<0.1%	$344,687	2,029	Held
International Business MachinesIBM	<0.1%	$337,452	1,200	Held
Ishares TRIBTG	<0.1%	$325,290	14,211	-13%
Vertex PharmaceuticalsVRTX	<0.1%	$314,927	634	Held
Ishares TRIBTI	<0.1%	$312,042	14,094	-4%
PepsiCoPEP	<0.1%	$299,835	2,214	Held
NewmontNEM	<0.1%	$295,213	3,161	Held
First TR Exchng Traded FD VIDJUL	<0.1%	$293,098	5,845	Held

Showing the largest 100 of 113.

Options (3)

Wells Fargo & CompanyWFC
Type
Put
Value
$284,920
Contracts
100,000
NvidiaNVDA
Type
Put
Value
$1,650
Contracts
5,000
AppleAAPL
Type
Put
Value
$193
Contracts
200

Company	Type	Value	Contracts
Wells Fargo & CompanyWFC	Put	$284,920	100,000
NvidiaNVDA	Put	$1,650	5,000
AppleAAPL	Put	$193	200

Over time and by industry

Value over time

Jun '25

Dec '25

Jun '26

Value is up 56.5% since 30 June 2025.

Where the money is

Financial services11.8%

Industrials6.0%

Health care5.2%

Technology5.2%

Energy3.0%

Materials2.7%

Media & telecom2.4%

Everyday goods1.8%

Utilities1.2%

Retail & consumer0.5%

Real estate0.1%

Other60.1%

From the fund's 13F filings. They list US stocks and options only, 45 days after each quarter, and leave out cash, bonds, shorts and foreign shares.